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Steven Felsenthal will be speaking on "Prepping for an SEC/NFA Exam", at the Managed Funds Association's Legal & Compliance 2017 Conference on May 9, 2017 from 2:00-2:50 p.m. ET, at The Metropolitan Club, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking on "Amendments to the Form ADV and Recordkeeping Rule", at ACA Compliance Group's Spring 2017 Compliance Conference on May 4, 2017 from 9:35-10:35 a.m. ET, at the PGA National Resort & Spa, Palm Beach Gardens, FL. Contact us for more information.
Watch this space for upcoming calendar items, including when Millburn may be in your area.
Millburn will be in Miami the week of January 30th for a series of investor meetings and to attend the MFA Network 2017 conference and the Context Summits 2017. Please contact us if you are interested in meeting while we are in the area.
Steven Felsenthal will be speaking on "Redemptions, Gating, Wind Downs and Liquidity-Emerging Issues and Concerns", at the Regulatory Compliance Association's Compliance, Risk & Enforcement seminar on November 2, 2016 from 9:25-10:15 a.m. ET, at The New York Marriott Marquis, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking on "Tackling Key Regulatory and Compliance Items: What’s on the SEC’s Radar and What Should Private Investment Funds Be Doing About It?", at The Private Investment Fund Operations and Compliance Forum East, Presented by Financial Research Associates, LLC, on July 18 2016 from 9:10-10:10 a.m. ET, at The Princeton Club, New York, New York. Contact us for more information.Mi
Craig Gilbert and Nels Fugelsang will be in the Chicago area to meet with investors at the MFA Forum 2016. Contact us for more information.
Shezad Syed will be in Stockholm and Helsinki during the week of May 30th for a series of meetings. Contact us if you are interested in a possible discussion while he is in the region.
Shezad Syed will be in Paris and Milan/Rome during the week of May 23rd for a series of meetings. Contact us if you are interested in a possible discussion while he is in the region.
Steven Felsenthal will be speaking on "Perspectives on Performance Advertising and Marketing" at the Managed Funds Association's Compliance 2016 conference on May 10, 2016 at The Metropolitan Club, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking on "Oversight of the Marketing Process" at ACA Compliance Group's Spring 2016 conference on May 6, 2016 at the Boca Raton Resort & Club, Boca Raton, Florida. Contact us for more information.
Steven Felsenthal will be on a panel discussing the topic of “Enterprise Resiliency From a Cybersecurity Perspective: How Enhancing Reputation For Data Protection Might Turn This Business Risk Into An Opportunity to Grow Business” at 1:30PM (ET) on February 11th. Contact us for more information.
Steven Felsenthal will be speaking on the topic of “Taking Your Compliance Program to the Next Level: Fostering an Ethical Firm Culture” on a Compliance Science webinar from 12:30-1:30PM (ET). Please contact us for more information.
Steven Felsenthal will be speaking on the topic of "SEC Examination Priorities" at Compliance Science Summit 2015, at Convene Midtown East conference center in New York from 1:30-2:30 P.M. (ET). Contact us for more information.
Steven Felsenthal will be speaking on the topic of "Meeting Expectations in Today's Regulatory Environment" at Arthur Bell's Industry Update Conference, at the Baltimore Marriott Waterfront Hotel from 10:10-11:10 A.M. (ET). Contact us for more information.
On October 19th, Steven Felsenthal will be speaking on the topic of "Marketing and Advertising: What Activities Get Advisers in Trouble?" at the 9th Annual Hedge Fund General Counsel and Compliance Officer Summit, at the University Club, New York on October 19th from 1:30-2:30 P.M. (ET).
On October 20th, Steven will be speaking on the topic of "Taking Your Compliance Program to the Next Level: Fostering an Ethical Firm Culture" from 3:15-4:15 P.M. (ET). Contact us for more information.
Shezad Syed and Craig Gilbert will be hosting a series of investor meetings in London from Sep 21st to the 23rd, to discuss current research efforts. Please contact us if you are interested in a possible discussion during this time, or otherwise.
Steven Felsenthal will be speaking on the topic of “Vendor Oversight and Risk Management-Emerging Issues” on a Regulatory Compliance Association webinar from 12:00-1:00PM (ET). Contact us for more information.
Steven Felsenthal will be speaking at the Regulatory Compliance Association’s Enforcement, Compliance & Operations conference on May 6, 2015, at the Pierre Hotel, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking and moderating on "European Update - The Evolving Regulatory Landscape - AIFMD and MiFID" at the Managed Funds Association's Compliance 2015 conference on May 5, 2015 at the New York Athletic Club, New York, New York. Contact us for more information.
Barry Goodman will be in Japan the week of March 23rd for a series of meetings. Please contact us if you would like to schedule a meeting while he is in the region.
Steven Felsenthal will be speaking on the topic of “Regulation of Valuation” on a Regulatory Compliance Association webinar from 12:00-2:00PM (ET). Contact us for more information.
Shezad Syed will be in Geneva and Zurich during the week of February 23rd for a series of meetings. Please contact us if you are interested in a possible discussion while he is in the region.
Steven Felsenthal will be speaking on the topic of “The Annual Review” on an IA Watch webinar from 2:00-3:30PM (ET). Contact us for more information.
Steven Felsenthal will be speaking on the topic of “Form ADV: Mastering Your Disclosure Responsibilities” at IA Watch’s Compliance 101 Workshop. Contact us for more information.
Steven Felsenthal will be speaking on "cybersecurity" at Regulatory Compliance Association's Annual Compliance, Risk and Enforcement seminar at the Pierre Hotel, New York, New York. Opening remarks begin at 8:00 a.m. Contact us for more information.
Shezad Syed will be in Sydney and Melbourne during the week of September 22nd for a series of meetings. Please contact us if you are interested in a possible discussion while he is in the region.
Barry Goodman and Craig Gilbert will be in the Bay Area the week of September 15th. Please contact us if you are interested in meeting while they are in the area.
Gregg Buckbinder and Steven Felsenthal will be presenting a training and professional development program to National Futures Association employees. The topics of discussion will include risk management and commodity pool structure. Contact us for more information.
