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Steven Felsenthal will be speaking on the topic of Whistleblower Programs, at ACA Compliance Group’s 2018 Spring Conference on May 10th, 2018 at 2:30 p.m. ET, at The Ritz Carlton Amelia Island, Amelia Island, Florida. Contact us for more information.
Steven Felsenthal will be speaking on Regulatory Hot Topics at the SEC's Compliance Outreach National Seminar on April 12th, 2018 at 2:45 p.m. ET, at the Securities and Exchange Commission, Washington, DC. Contact us for more information.
Steven Felsenthal will be speaking on the topic of Futures Regulation and Best Practices, at the Managed Funds Association's Legal & Compliance 2018 Conference on March 8, 2018 at 11:30 a.m. ET, at The Plaza, New York, New York. Contact us for more information.
Barry Goodman and Craig Gilbert will host a breakfast presentation, in Hong Kong on January 19th, entitled "The Art and Science of Return Forecasting using Machine Learning." Please contact us for more information.
Barry Goodman and Craig Gilbert will be in Asia January 15th - 19th for a series of meetings. Please contact us if you would like to schedule a meeting while they are in the region.
Watch this space for upcoming calendar items, including when Millburn may be in your area.
Craig Gilbert will be in Japan the week of October 16th-18th for a series of meetings. Please contact us if you would like to schedule a meeting while he is in the region.
Shezad Syed will be in Zurich September 21st-22nd for a series of meetings. Please contact us if you would like to schedule a meeting while he is in the region.
Maggie Sun will be in China and Hong Kong the weeks of September 15th-September 30th for a series of meetings. Please contact us if you would like to schedule a meeting while she is in the region.
Shezad Syed will be in Monaco September 14th-15th for a series of meetings. Please contact us if you would like to schedule a meeting while he is in the region.
Shezad Syed will be in Geneva, Switzerland September 12th-13th for a series of meetings. Please contact us if you would like to schedule a meeting while he is in the region.
Shezad Syed will be in Australia the week of August 7th for a series of meetings. Please contact us if you would like to schedule a meeting while he is in the region.
Craig Gilbert will be in the Bay Area the week of August 7th for a series of meetings. Please contact us if you are interested in meeting while he is in the area.
Barry Goodman will be in Asia the week of July 31st for a series of meetings. Please contact us if you would like to schedule a meeting while he is in the region.
Steven Felsenthal will be speaking on "Prepping for an SEC/NFA Exam", at the Managed Funds Association's Legal & Compliance 2017 Conference on May 9, 2017 from 2:00-2:50 p.m. ET, at The Metropolitan Club, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking on "Amendments to the Form ADV and Recordkeeping Rule", at ACA Compliance Group's Spring 2017 Compliance Conference on May 4, 2017 from 9:35-10:35 a.m. ET, at the PGA National Resort & Spa, Palm Beach Gardens, FL. Contact us for more information.
Millburn will be in Miami the week of January 30th for a series of investor meetings and to attend the MFA Network 2017 conference and the Context Summits 2017. Please contact us if you are interested in meeting while we are in the area.
Steven Felsenthal will be speaking on "Redemptions, Gating, Wind Downs and Liquidity-Emerging Issues and Concerns", at the Regulatory Compliance Association's Compliance, Risk & Enforcement seminar on November 2, 2016 from 9:25-10:15 a.m. ET, at The New York Marriott Marquis, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking on "Tackling Key Regulatory and Compliance Items: What’s on the SEC’s Radar and What Should Private Investment Funds Be Doing About It?", at The Private Investment Fund Operations and Compliance Forum East, Presented by Financial Research Associates, LLC, on July 18 2016 from 9:10-10:10 a.m. ET, at The Princeton Club, New York, New York. Contact us for more information.Mi
Craig Gilbert and Nels Fugelsang will be in the Chicago area to meet with investors at the MFA Forum 2016. Contact us for more information.
Shezad Syed will be in Stockholm and Helsinki during the week of May 30th for a series of meetings. Contact us if you are interested in a possible discussion while he is in the region.
Shezad Syed will be in Paris and Milan/Rome during the week of May 23rd for a series of meetings. Contact us if you are interested in a possible discussion while he is in the region.
Steven Felsenthal will be speaking on "Perspectives on Performance Advertising and Marketing" at the Managed Funds Association's Compliance 2016 conference on May 10, 2016 at The Metropolitan Club, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking on "Oversight of the Marketing Process" at ACA Compliance Group's Spring 2016 conference on May 6, 2016 at the Boca Raton Resort & Club, Boca Raton, Florida. Contact us for more information.
Steven Felsenthal will be on a panel discussing the topic of “Enterprise Resiliency From a Cybersecurity Perspective: How Enhancing Reputation For Data Protection Might Turn This Business Risk Into An Opportunity to Grow Business” at 1:30PM (ET) on February 11th. Contact us for more information.
Steven Felsenthal will be speaking on the topic of “Taking Your Compliance Program to the Next Level: Fostering an Ethical Firm Culture” on a Compliance Science webinar from 12:30-1:30PM (ET). Please contact us for more information.
Steven Felsenthal will be speaking on the topic of "SEC Examination Priorities" at Compliance Science Summit 2015, at Convene Midtown East conference center in New York from 1:30-2:30 P.M. (ET). Contact us for more information.
Steven Felsenthal will be speaking on the topic of "Meeting Expectations in Today's Regulatory Environment" at Arthur Bell's Industry Update Conference, at the Baltimore Marriott Waterfront Hotel from 10:10-11:10 A.M. (ET). Contact us for more information.
On October 19th, Steven Felsenthal will be speaking on the topic of "Marketing and Advertising: What Activities Get Advisers in Trouble?" at the 9th Annual Hedge Fund General Counsel and Compliance Officer Summit, at the University Club, New York on October 19th from 1:30-2:30 P.M. (ET).
On October 20th, Steven will be speaking on the topic of "Taking Your Compliance Program to the Next Level: Fostering an Ethical Firm Culture" from 3:15-4:15 P.M. (ET). Contact us for more information.
Shezad Syed and Craig Gilbert will be hosting a series of investor meetings in London from Sep 21st to the 23rd, to discuss current research efforts. Please contact us if you are interested in a possible discussion during this time, or otherwise.
Steven Felsenthal will be speaking on the topic of “Vendor Oversight and Risk Management-Emerging Issues” on a Regulatory Compliance Association webinar from 12:00-1:00PM (ET). Contact us for more information.
