Steven Felsenthal will be speaking on "Amendments to the Form ADV and Recordkeeping Rule", at ACA Compliance Group's Spring 2017 Compliance Conference on May 4, 2017 from 9:35-10:35 a.m. ET, at the PGA National Resort & Spa, Palm Beach Gardens, FL. Contact us for more information.
Watch this space for upcoming calendar items, including when Millburn may be in your area.
Steven Felsenthal will be speaking on "Redemptions, Gating, Wind Downs and Liquidity-Emerging Issues and Concerns", at the Regulatory Compliance Association's Compliance, Risk & Enforcement seminar on November 2, 2016 from 9:25-10:15 a.m. ET, at The New York Marriott Marquis, New York, New York. Contact us for more information.
Steven Felsenthal will be speaking on "Tackling Key Regulatory and Compliance Items: What’s on the SEC’s Radar and What Should Private Investment Funds Be Doing About It?", at The Private Investment Fund Operations and Compliance Forum East, Presented by Financial Research Associates, LLC, on July 18 2016 from 9:10-10:10 a.m. ET, at The Princeton Club, New York, New York. Contact us for more information.Mi
Steven Felsenthal will be on a panel discussing the topic of “Enterprise Resiliency From a Cybersecurity Perspective: How Enhancing Reputation For Data Protection Might Turn This Business Risk Into An Opportunity to Grow Business” at 1:30PM (ET) on February 11th. Contact us for more information.
On October 19th, Steven Felsenthal will be speaking on the topic of "Marketing and Advertising: What Activities Get Advisers in Trouble?" at the 9th Annual Hedge Fund General Counsel and Compliance Officer Summit, at the University Club, New York on October 19th from 1:30-2:30 P.M. (ET).
On October 20th, Steven will be speaking on the topic of "Taking Your Compliance Program to the Next Level: Fostering an Ethical Firm Culture" from 3:15-4:15 P.M. (ET). Contact us for more information.
Steven Felsenthal will be speaking and moderating on "European Update - The Evolving Regulatory Landscape - AIFMD and MiFID" at the Managed Funds Association's Compliance 2015 conference on May 5, 2015 at the New York Athletic Club, New York, New York. Contact us for more information.